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TIMESTAMPS:
00:00 - Intro
00:50 - IBD Compliance Overview
02:28 - Employee Pros & Cons
06:27 - Role Overview
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Curious about high finance careers? In this informative video, we explore the role of an Investment Banking Compliance Officer, providing valuable insights into their responsibilities and the critical importance of regulatory compliance in the industry.
As an Investment Banking Compliance Officer, you'll be at the forefront of ensuring that the bank adheres to legal and regulatory requirements. In this video, we dive into the key responsibilities of the role, including developing and implementing compliance policies, conducting risk assessments, monitoring transactions, and educating staff on regulatory guidelines.
Whether you're a student considering a career in high finance or a professional looking to transition into compliance, this video offers valuable information and guidance to help you understand the role and its significance within the investment banking industry.
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ABOUT ME:
Hey! I'm Afzal. I make videos on finance and careers. I started my career working at Goldman Sachs within their Asset Management divison. Now I run this YouTube channel and Simpley (www.simpley.io).
#HighFinanceCareers #InvestmentBanking #ComplianceOfficer #RegulatoryCompliance #FinancialRegulations #RiskAssessment #TransactionMonitoring #CompliancePolicies #IndustryInsights #CareerAdvice #EducationalBackground #ProfessionalSkills #FinancialInstitutions #EthicalConduct #TechnologyImpact #CompliancePractices #FinanceIndustry #CareerTransition #ComplianceGuidelines #CareerDevelopment #FinanceCareers #LegalRequirements #FinancialRegulatoryCompliance #InvestmentBankingCompliance #InvestmentBank #Compliance
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